Checklist

Ready to Take the Next Step?

Once you’re ready to discuss your financial strategy with us, please start by gathering the documents below. These materials help us verify your information and build a clear, accurate Situation Report (or SitRep as we like to call it) to review together during your next meeting.

📝 What to Provide

Personal Identification

• Driver’s license or state-issued ID

Income Documentation

• Most recent tax returns (last 2 years)

• Recent pay stubs (if currently employed)

• Recent pension statements (if applicable)

• Documentation of other income sources (e.g., rental income, alimony)

Retirement Accounts

• Recent statements for each retirement account:

  • 401(k) plans

  • Traditional and Roth IRAs

  • Other employer-sponsored plans (e.g., 403(b))

Investment Accounts

• Recent statements for any regular brokerage accounts

Bank Accounts

• Recent statements for checking and savings accounts

• Information about any certificates of deposit (CDs)

Insurance Policies

• Current statements for:

  • Annuities

  • Life insurance policies

  • Long-term care (LTC) insurance

Other Financial Documents

• Recent statements for any health savings accounts (HSAs)

• Documentation of any outstanding debts (e.g., mortgages, student loans, credit cards)

• Any estate planning documents (wills, trusts, powers of attorney)

• Previous financial plans or statements (if available)

How to Submit

You can provide your documents in whichever way is most convenient:

• Upload securely through our online vault

• Mail them to us (request a stamped and addressed envelope)

• Bring them to our office in person

Looking for a checklist to print?

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We’re here to help at any point—just let us know if you have questions.